Insider Trading Awareness
Last Updated 03/2021
English
30-Day Money Back Guarantee
Full Lifetime Access
Finish in
20 min! Run Time
20 min! Run Time
Made for for
Employees
only
Employees
only
Certificate
of Completion
of Completion
Mobile -
Friendly
Access
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Access
What you'll learn
Inform employees and executives about insider trading under Rule 10(b)(5) and what they should know to ensure that their employer will not be investigated for an insider trading violation.
What is Insider trading?
A direct impact on the economy can lead to unpredictability in the market for a lack of confidence.
Key Words
insider trading
Rule 10(b)(5)
insider trading violation
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Description
This awareness course focuses on insider trading under Rule 10b-5 and what employees and executives must know to keep their employer clear of an investigation.
What this course covers:
- How insider trading is defined under Rule 10b-5
- What employees and executives need to watch for
- Conduct that can trigger an investigation
- How to keep your employer out of regulatory trouble
Aimed at employees and executives who handle sensitive company information.
System Requirements
See System Requirements in the Coggno Knowledge Base
Insider Trading Awareness
Insider Trading Awareness
This 15 minute course will inform employes and executives about insider trading under Rule 10(b)(5) and what they should know to ensure that their employer will not be investigated for an insider trading violation.
Course Result:
This course will inform employees and executives about insider trading under Rule 10(b)(5) and what they should know to ensure that their employer will not be investigated for an insider trading violation.
Duration: 45 minutes
Frequently Asked Questions
This course is designed for employees who need to complete Insider Trading Awareness training
Yes. This course is designed to meet applicable federal requirements and commonly mandated state standards. Always confirm specific state or industry requirements with your local regulations.
The course takes approximately 20 minutes to complete and can be paused and resumed at any time.
Yes. Learners receive a downloadable certificate upon successful completion, which can be used for compliance records and audits.
Yes. You can assign this course to individuals or groups using Coggno’s LMS, or purchase multiple seats for your team.
Yes. This course can be exported for delivery in most learning management systems (SCORM compatible).
Yes. The course is fully self-paced and available 24/7.
Yes. This course includes a knowledge check to reinforce learning and verify completion.
Learners have lifetime access from the date of purchase.
Yes. A preview is available so you can review the course format and content before purchasing.
Yes. Content is reviewed and updated as regulations and best practices change.
Yes. This course is available for free with an active Prime Subscription.
Yes. Refund requests can be submitted within 30 days of purchase.
